| 论文题目 | Preliminary Analysis on Problems and Countermeasures of Compliance Management |
| 作者 | 吴学静 |
| 年度 | 2016 |
| 发表/出版时间 | 2016/10/30 |
| 发表期刊/会议 | 2016 International Conference on Education, Training and Management Innovation |
| 关键词 | Banking, compliance management, compliance risks, problems, countermeasures |
| 摘要 | Financial industry is a special industry dealing with financial instruments, including banking, insurance, trust, securities and leasing. Banking industry, as a main part of financial industry, plays a vital role in social and economic development. This paper focuses on the status quo of compliance management of China’s banking industry and main problems in it, and offers countermeasures and suggestions for these problems. |